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Industry Updates

Regulatory review into MiFID II product governance

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caution-943376_1280
04 Mar

We take a quick look at the latest regulatory review. Access to full review inside.

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Industry Updates

Transaction reporting failures hit the headlines again.

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22 Mar

Read about the 13th fine made by the FCA relating to failures around transaction reporting.

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Industry Updates

Regulatory Insights: MiFID II

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Storm in the City, MiFID II, Regulation, FCA, Financial Conduct Authority, FCA Training, Financial Services Training, Financial Training, FSTP, Financial Services Training Partners, Premier Accredited Training, Structured CPD, The City, PRA
05 Feb

A look into what we should all be focusing on one month after MIFID II implementation.

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Industry Updates

Positioning for clients – not always an easy sell?

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documents
26 Jan

MIFID II – Impact of changes workshops,

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Course Updates

Open and In-house Courses Preview for 2018

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30 Nov

Take an early look at some of our forthcoming open courses. Booking are already being taken for our 2018 courses, so take a look at what is available and get in touch with the team if you have any questions or require something more tailored to your current requirements.

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Partner Blog

Looking ahead to next year’s first big date for financial services professionals: January 3, 2018

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Training & Compliance, MiFID II, GDPR, SMCR, IDD, PRIIPS, T&C, General Data Protection Reglation, FSTP, Financial Services Training Partners, Financial Training, Financial Services Training, Financial Services Regulation, Financial Regulation, SM&CR, Senior Managers and Certification Regime, Senior Managers & Certification Regime, Senior Managers Regime, Certification Regime,
14 Nov

Is your T&C scheme ready to cover the wave of incoming regulation for 2018?

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Course Updates

Knowledge & Competence (K&C) the thorny subject

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29 Sep

As the MiFID II deadline draws closer the thorny and sensitive topic of K&C is bubbling up as a major concern for our clients.

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Industry Updates

MiFID II implementation – the FCA’s final Policy Statement 17/14

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MiFID II Policy Statement 17/14,, Financial Services Training, FSTP, Financial Services Training Partners, Financial Training, Financial Regulation, FCA, Financial Conduct Authority, FCA Papers,
04 Jul

The wait is finally over for the FCA’s final policy statement on the implementation of MiFID II. But it doesn’t look like a relaxing summer read, so get a head start with our summary of the document here.

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Industry Updates

Election impact for incoming Financial Services regulation. (Industry Update)

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09 Jun

What is the early impact of the election results for the industry, and the implications moving forward for the scheduled regulatory updates?

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Industry Updates

The FCA provides us with some summer reading around MiFID II

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17 Aug

The FCA has released their Consultation Paper on MiFID II proposals.

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Industry Updates

Are you certain your regulatory reporting requirements are being effectively achieved?

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Regulatory reporting, Regulatory Files, FCA guidelines, FSTP, Financial Services Training Partners, Financial Services Training, Financial Services Regulation, Regulation, FCA, Financial Conduct Authority,
30 Jun

How to make sure that your regulatory reporting requirements are up to standard.

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Course Updates

FTSP Upcoming Courses – Compliance and Risk

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FSTP Compliance and Risk Courses
28 Jun

A round up of upcoming training events surrounding Compliance and Risk.

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Industry Updates

Key learnings from the KeyData debacle

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02 Jun

There has been plenty written about whether those fines will ever be paid and where blame lies. We know other firms have already paid the price of being involved with the KeyData. But we are where we are with the FCA as a Regulator and more EU Directives are coming along very shortly.

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Industry Updates

Batten down the hatches before the next hurricane hits – MiFID II is coming

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25 Apr

Do you have everything in hand for the implementation of MiFID II? We look at what lessons can be learnt from the implementation of MiFID back in 2007.

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Recent Posts

  • Advice Matters – Edition 2 – 2021
  • Apprenticeships – Increased incentives explained…
  • Executive Matters – March 2021
  • Exec Matters – March 2021
  • Regulation of Funeral Plans – FCA launches consultation

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