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Industry Updates

Outsourcing failings lead to a regulatory fine of £1.89m

fstp_admin FCA No Comment
05 Jun

Failings in outsourcing cost a firm £1.89m through joint fine by both the FCA and PRA

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Recent Posts

  • The challenge to evidence Fitness & Propriety
  • Conduct rules training – are you avoiding the number one mistake?
  • Advice Matters – Accredited Structured CPD
  • CISI Chartered Wealth Manager – Results day for those taking the industry gold standard qualification
  • FCA PS19/20 – Optimising the Senior Managers & Certification Regime – Feedback to CP19/4 and Final Rules

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85 Gresham Street
London
EC2V 7NQ


0203 178 4230

Acorn House
393 Midsummer Boulevard
Milton Keynes
MK9 3HP

01908 395243

FSTP is the trading
name of Financial Services
Training Partners LLP.
Registered No OC372081

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