Senior Managers & Certification Regime for busy people.

This condensed paper on Extending the Senior Managers & Certification Regime to all FCA firms combines both the initial CP 17/25 and the more recent CP 17/40 focusing on the transitional arrangements.

These are both large documents which will need to be processed and our condensed version of CP 17/25 was very popular when it was released. It provided clients with a clear and concise overview. Therefore we have now combined the two CP’s to provide you with an easy access guide to the key information contained within both Consultation Papers.

The document displays the relevant information in a tabularised format. Which we have broken down into four main areas:

  • The Senior Managers Regime
  • The Certification Regime
  • The Conduct Rules
  • Fitness and Propriety Requirements

In order to access your copy of the document please provide your details below.

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If you have any questions regarding your SMCR requirements please do not hesitate to get in touch. We would be more than happy to have a conversation and provide any support required.

Philippa Grocott

Business Development Partner