Since the financial crisis life for senior management has changed. The regulator now demands evidence of your board’s competence. With a greater focus on personal responsibility, it’s easier than ever before to hold individuals to account.
With more onerous demands on your senior team, personal repercussions and a constantly changing regulatory landscape, it is no surprise many firms feel vulnerable to compliance failures.
Improve competence at the highest level
With an independent assessment on the performance of your senior team, we help you see your blind spots so you close compliance cracks before they become gaping holes. Furthermore, we can assist you with viewing your policies, processes and behaviours through the eyes of the regulator. This may include:
• Preparation for initial authorisation interview
• Preparation for a PRA/FCA themed visit
• Preparation for a PRA/FCA BMSA visit
• Board and committee evaluations
• Personal coaching for success
• Governance reviews at board level
Expert guidance and insight for your board
We’ve helped good boards take their performance to the next level. We’ve also helped troubled boards address the root causes of their problems.
Highly experienced consultants – Only our most experienced consultants and partners will work with your firm at this level. We only provide sector specialists with a proven track record of success.
Get access to regulatory experts – With our finger constantly on the regulator’s pulse, we show your firm exactly what needs to happen to stay compliant. We help you proactively adjust to rule changes.
Get wider market insight – Your board will benefit from our broad insight into the wider financial marketplace, gathered from years of experience working in firms of all shapes and sizes.
We handle big personalities – We’ve advised boards that were working well together, and ones that definitely were not. So we know how to handle politics and disagreements, bringing your senior team together.
What can you expect working with FSTP?
We’re pragmatic – You need more than just regulatory insight. You need help with the complexities of implementation. We provide you with a clear road map, including policy and process updates.
We’re discreet – You can expect the highest level of professional confidentiality. We take great care to protect your personal and commercially sensitive information.
We work hard – We’re not just advisors. We get our hands dirty with the tough compliance and governance issues you’re facing today.
To discuss next steps, please call us today on 0203 178 4230. Or email firstname.lastname@example.org.