Since the financial crisis life for senior management has changed. The regulator now demands evidence of your board’s competence. With a greater focus on personal responsibility, it’s easier than ever before to hold individuals to account.

With more onerous demands on your senior team, personal repercussions and a constantly changing regulatory landscape, it is no surprise many firms feel vulnerable to compliance failures.

Improve competence at the highest level

With an independent assessment on the performance of your senior team, we help you see your blind spots so you close compliance cracks before they become gaping holes. Furthermore, we can assist you with viewing your policies, processes and behaviours through the eyes of the regulator. This may include:

• Preparation for initial authorisation interview
• Preparation for a PRA/FCA themed visit
• Preparation for a PRA/FCA BMSA visit
• Board and committee evaluations
• Personal coaching for success
• Governance reviews at board level

Expert guidance and insight for your board

We’ve helped good boards take their performance to the next level. We’ve also helped troubled boards address the root causes of their problems.

icon_number1Highly experienced consultants – Only our most experienced consultants and partners will work with your firm at this level. We only provide sector specialists with a proven track record of success.


icon_number2Get access to regulatory experts – With our finger constantly on the regulator’s pulse, we show your firm exactly what needs to happen to stay compliant. We help you proactively adjust to rule changes.


icon_number3Get wider market insight – Your board will benefit from our broad insight into the wider financial marketplace, gathered from years of experience working in firms of all shapes and sizes.


icon_number4We handle big personalities – We’ve advised boards that were working well together, and ones that definitely were not. So we know how to handle politics and disagreements, bringing your senior team together.

What can you expect working with FSTP?

We’re pragmatic – You need more than just regulatory insight. You need help with the complexities of implementation. We provide you with a clear road map, including policy and process updates.

We’re discreet
– You can expect the highest level of professional confidentiality. We take great care to protect your personal and commercially sensitive information.

We work hard
– We’re not just advisors. We get our hands dirty with the tough compliance and governance issues you’re facing today.

How can we help you?

FSTP, Financial Services Regulation, Board Training, Board CPD

Build a senior team that’s compliant, effective and delivering the very best outcomes for your clients.

To discuss next steps, please call us today on 0203 178 4230. Or email

Please get in touch today. We’d be happy to set up an initial meeting to discuss exactly how we can help you.

0203 178 4230

“To assist the board and staff in preparation for a visit by the regulator, FSTP have been of immense help and I would strongly recommend their services to any organisation preparing for such a visit.”

Risk and Compliance Director

Tyser & Co Ltd