Looking to improve your depth of knowledge and skills during Winter 2016? We have several ways to support your personal development and CPD for yourself and your teams.
Please get in touch if you’d have any questions or would like us to run courses for you in-house.
Regulation & Compliance – The Fundamentals – March 2
The sheer scope of the UK’s regulatory agencies can be overwhelming. This intensive, practical, hands-on course is of particular value to new starters in financial services, and those working towards regulatory qualifications. It will help you get your head around the fundamentals, giving you a thorough grounding in UK financial services regulation. You’ll learn to think like a regulator, and to avoid making compliance mistakes.
Get expert guidance on:
- The UK’s regulatory structure after the abolition of the FSA
- The Approved Persons regime
- The new Conduct of Business rules
- Financial crime issues including anti-money laundering and bribery
- Changes to the Client Assets Sourcebook
- Complaints and redress procedures
Attendance is for a full day and this course will earn 6 CPD credits.
Take Control of Your Annual CPD – yearly subscription
Wouldn’t it be great if you could take control of 12 hours-worth of self-guided CPD on your own and spread it throughout the year?
We might have the answer for you as FSTP publishes the hugely popular monthly e-magazine Advice Matters. It’s an IFS accredited publication covering the APEX standard requirements of RDR.
Through topical articles and associated questions, you’ll gain 12 hours of structured and validated CPD over the year. Once complete you will be able to download a CPD certificate and attach it to your CPD log.
If this type of CPD would help meet your minimum requirements for obtaining your annual SPS, please contact us to discuss costs and subscription options.