Form submission for Core and Limited Scope firms.

We’ve noticed that the FCA is very active at the moment and has obviously begun, as promised, its programme of supervisory visits which will require firms to answer questions about their SM&CR preparations – it could be YOU!

Access the document below to make sure that you have completed all the documentation required by the regulator. If you have any concerns or would like to discuss any parts of the requirements please contact Stuart Smith, by clicking here, or use the button at the bottom of the page to access a contact form.

Core and Limited document

Julia Kirkland

Managing Partner