Course Code

  • 18OB

Venue

  • City of London

CPD Credits

  • 2
Download PDF Get this course in-house

Or call 0203 178 4230 or email info@fstp.co.uk today.

Course Overview

As an Investment Manager or Adviser, finding a quality programme of targeted topic related CPD can be a time consuming and tedious task.

Don’t worry you are not alone. No more time spent searching for the next training session available from an awarding body, or having to search for a public open course. You can focus your time back on your key daily activities.

FSTP have created a suit of targeted CPD sessions that are regularly updated, and can be repeated annually. These CPD events are designed to be run in house at your offices, on dates and times suitable for your team.

The sessions are designed for those of you who are considering the clients complete financial circumstances, in line with the regulators suitability requirements. Each CPD session will take you through the key information that is crucial you are up to date with as part of your ongoing CPD knowledge. They are aligned to the RDR Apex standards.

These in house sessions will enable you and your colleagues to recognise when to appropriately ‘sign post’ your clients to other internal or external experts who can discuss the individuals specific needs.

The Course Agenda

Legal Development of Offshore Bonds and Tax Advantages

Understand how these products became available and when they may be appropriate

Personalised Portfolio Bond

Consider how this may be applied to individual clients

The Rules

Knowledge of the rules and ability to explain to a client

HMRC Penalties

Understand the implication of inclusion within portfolios

Contractual Requirements

What you need to consider?

Internal Controls

Understand how the technical knowledge aligned to your internal controls

Evaluating Stocks against the Rules

Be able to assess stock selection in line with requirements

QROPS/QNUPS – considerations

Know how and when these may be used coupled with knowledge of the client

Download PDF Get this course in-house

Or call 0203 178 4230 or email info@fstp.co.uk today.

Meet The Tutor

Experienced Consultants

We have a number of experienced consultants available to run this session. Please contact us and we will check availability for the dates that you require.

Who is this course for?

It’s perfect for anyone who receives or prepares board papers, including:

• Chairman
• Company Secretaries
• Executive/Non-executive Directors
• Significant Influence Functions  holders in FCA regulated firms
• Senior Compliance and Business Managers

Training that makes a difference

Experienced engaging trainers

With first hand industry knowledge and an intimate understanding of the regulatory environment, we always guide you with an expert (and friendly) hand.

Packed with relevant information

We know you’re busy, so we’re careful not to waste a minute of your time. Our training courses are fast paced, insightful and filled with valuable information.

Get personalised attention

Sessions are practical workshops not PowerPoint lectures. All courses are limited to no more than 14 attendees, so we’re able to explain concepts in the context of your business.

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Compliance Monitoring

Available in-house. Please contact for more information.

City of London

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