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Would you benefit from knowing you have monthly structured CPD being delivered direct to your desk? That is what our Advice Matters Publication does for our Adviser clients. Providing them peace of mind with 12 hours of structured CPD over the year for just £35.
If you’re looking to take the CISI Chartered Wealth Manager exam here’s all you need to know to get started.
Another successful results day for our candidates across the CISI Chartered Wealth Manager exams.
A look into what we should all be focusing on one month after MIFID II implementation.
MIFID II – Impact of changes workshops,
A condensed paper covering the extension of the Senior Managers & Certification Regime to all FCA regulated firms (CP 17/26) and including the transitional arrangements for insurers and individuals to the SMCR (CP 17/41).
Book CISI accredited study support here at FSTP and find out why our training is a cut above the rest
A condensed paper covering the extension of the Senior Managers & Certification Regime to all FCA regulated firms (CP 17/25) and including the transitional arrangements, CP 17/40.
HM Treasury have announced who will be taking over as the new Chair of the FCA in April 2018.
Have your say on the FCA’s approach to both Authorisation and Competition.
Take an early look at some of our forthcoming open courses. Booking are already being taken for our 2018 courses, so take a look at what is available and get in touch with the team if you have any questions or require something more tailored to your current requirements.
Is your T&C scheme ready to cover the wave of incoming regulation for 2018?
As the MiFID II deadline draws closer the thorny and sensitive topic of K&C is bubbling up as a major concern for our clients.
A look at some of the upcoming open courses running during Autumn.
Today saw the release of the CISI June narrative exam results. These included all three of the level 7 Chartered Wealth Manager papers. Our candidates have again exceeded the national average.
What should candidates look out for and what should they expect from a study provider?
Advice Matters is an accredited monthly e-journal. Each edition contains a number of articles written by industry experts, that combine knowledge and skills related topics, with technical and regulatory updates.
You can access FSTP’s summary of the FCA CP17/26 and PRA CP14/17 here.
You can access our summary document of CP17/25 here.
The FCA have released the consultation paper on their proposals for extending the Senior Managers and Certification Regime. They will be accepting feedback until 3 November 2017.
FSTP’s condensed version of the consultation paper will follow shortly.
Don’t worry if you missed it. Julia Kirkland was in attendance and provides her round up of what sounds like an interesting event.
What impact will the implementation of the EU Insurance Distribution Directive (IDD) have on the Insurance Industry? UK firms are required to comply by the 23rd February.
A look at some of the upcoming open courses running after the summer holidays.
The wait is finally over for the FCA’s final policy statement on the implementation of MiFID II. But it doesn’t look like a relaxing summer read, so get a head start with our summary of the document here.
The FCA have released the final market study into the asset management sectors. Find out the remedies being taken forward to address the issues identified.
What is the early impact of the election results for the industry, and the implications moving forward for the scheduled regulatory updates?
The results from the 2016 Suitability of Advice review have been released, along with some important information for firms moving forward.
What are the key messages from the FCA business plan 17/18.
Nobody likes to receive complaints but when you do how you handle them can have a big impact on your business.
The FCA has issued PS17/9 that explains how the duty of responsibility will be enforced throughout the industry.
Today we are delighted to announce a strategic partnership between 3aaa and FSTP. This Partnership will benefit all those who are effected by the Apprentice Levy.
Have you thought about taking the CFA® programme as your preferred study route? If you have, take advantage of the free 1-day introductory class with our strategic partners Quartic Training.
Here are some open courses we are running this Spring. We tend to use a two- or three-hour capsule learning format for Senior Management, as we know schedules are busy and a day out of the office is quite an ask. The sessions are jam-packed with information, advice and discussion, so you’re guaranteed to get a lot out of them.
Looking to improve your depth of knowledge and skills during this coming Spring? We offer personal development and CPD support for you and your teams.
This is the Spring 207 round up of FSTP courses we’ve planned for the Compliance and Risk area.
Philippa Grocott discusses the importance of SMCR and aligned culture.
The CISI Awards Dinner took place at Mansion House on the 15th March and FSTP were proud to sponsor the Chartered Wealth Manager Awards.
Have firms left it too late to get their MiFID II project plans on track? Firms finally seem to be waking up to the importance of this and their outsourcing responsibilities.
An article focusing on technical knowledge around Indirect Investments. This first appeared in our popular e-journal, ‘Advice Matters’ in February 2017.
Yesterday we experienced an issue with our email server, which has resulted in a number of emails not making it through to us. We apologies for the inconvenience caused and if you have not had a response to your enquiry please do get in contact with a member of the team.
Get an overview of the latest Breakfast Briefing.
Secure your study support with a Premier Training Partner of the CISI.
How do the CISI narrative exam results measure up for FSTP this time around. Results taken from the December 2016 sitting.
Julia Kirkland rounds up the Compeer Compliance Conference after an informative day as Master of Ceremonies
An article focusing on whether we can identify those clients who may be facing or are already in financial distress. First appeared in our popular e-journal, ‘Advice Matters’ in September 2016.
The FCA have issued a £163 million fine for serious failings around AML
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