Advice Matters  – Edition 2 – 2021

Welcome to the second edition of Advice Matters for 2021. Click the image below to access a full hour of structured CPD from FSTP, produced in conjunction with Access group and UK Finance.

Advice Matters is an accredited bi-monthly e-journal. Each edition contains a number of articles written by industry experts, that combine knowledge and skills related topics, with technical and regulatory updates.

Every edition is aligned to the ApEx standards, with a review at the end of each journal to show the learning outcomes and standards covered.

Advice Matters will allow professionals to access 6 hours of structured CPD throughout the year from the comfort of their desk, or on the go using a mobile device. Each edition is also accompanied by associated questions to help test and verify your knowledge.

This latest edition revisits the issue of vulnerable customers – a subject that, quite rightly, is firmly nailed on to the FCA’s agenda and one that’s been thrown into much sharper focus by Covid-19. We also consider the thorny issue of market abuse; what it is and how the FCA goes about monitoring and regulating against it. The UK’s departure from the EU will have a bearing on the framework of rules and regulation around market abuse and we give thought to what this means in practice. Last, but not least, we take a high level look at hedge funds, a topic that came to prominence recently as a result of the GameStop ‘fiasco’ and the increasing influence of amateur ‘day traders’

Click on the image below to access the latest edition.

 

March Front Cover

Please click the link below after reading this months Advice Matters to take the short quiz to cement your learning and highlight any areas that may require further reading.

Take the short quiz here.

Philippa Grocott

Business Development Partner

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