How has Covid-19 impacted on the industries response to the FCA’s CP/32 from December 2019, looking for responses around operational resilience? Originally asking for feedback by April 2020, you may have thought it would be well into 2021 before needing to act on any final rules and, that would have been a fair observation, if not for the seismic impact of Covid-19.
The FCA have announced that the new enhanced register will be taking effect from the 27th July.
In light of all that has happened in the last 12 months and the end of the transitional period of UK leaving Europe, it should come as no surprise that the FCA have issued a Discussion Paper on the future of regulatory oversight of Investment firms including Asset managers.
Gain 1 hour of structured CPD with our latest edition of Advice Matters. With articles focusing on Green finance, Taxing investments and a synopsis of the FCA business plan for 2020/2021.