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Company Updates

FSTP summary document of Consultation Paper 17/25

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SMCR, Senior Managers and Certification Regime, CP17/25, Consultation Paper 17/25
27 Jul

You can access our summary document of CP17/25 here.

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Industry Updates

The FCA have released CP17/25: Extending the Senior Managers and Certification Regime

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26 Jul

The FCA have released the consultation paper on their proposals for extending the Senior Managers and Certification Regime. They will be accepting feedback until 3 November 2017.
FSTP’s condensed version of the consultation paper will follow shortly.

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Industry Updates

Did you make the FCA’s Annual Public Meeting?

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19 Jul

Don’t worry if you missed it. Julia Kirkland was in attendance and provides her round up of what sounds like an interesting event.

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Industry Updates

Advice Matters – from the Archive

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Advice Matters April 2017
11 Jul

Advice Matters is an accredited monthly e-journal. Each edition contains a number of articles written by industry experts, that combine knowledge and skills related topics, with technical and regulatory updates.

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Industry Updates

Executive Matters – The Insurance Distribution Directive (IDD)

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11 Jul

What impact will the implementation of the EU Insurance Distribution Directive (IDD) have on the Insurance Industry? UK firms are required to comply by the 23rd February.

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Course Updates

FSTP Open Course Update

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FSTP, Financial Services Training, Regulation and Compliance Training, Financial Services Training Partners, Financial Regulation, Financial Services Training, Financial Services Regulation, Financial Services Courses, Financial Services Open Courses, FCA, Financial Conduct Authority,
05 Jul

A look at some of the upcoming open courses running after the summer holidays.

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Industry Updates

MiFID II implementation – the FCA’s final Policy Statement 17/14

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MiFID II Policy Statement 17/14,, Financial Services Training, FSTP, Financial Services Training Partners, Financial Training, Financial Regulation, FCA, Financial Conduct Authority, FCA Papers,
04 Jul

The wait is finally over for the FCA’s final policy statement on the implementation of MiFID II. But it doesn’t look like a relaxing summer read, so get a head start with our summary of the document here.

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Industry Updates

Senior Managers & Certification Regime for Insurers – 5 months and counting…

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01 Jul

With the announcement that the SMCR implementation date for insurers is the 10th December. We are on a 5 month countdown and to help get you off to a great start access our condensed summary of the FCA Policy Statement 18/15.

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Industry Updates

Extending the SM&CR to FCA firms – The FCA have released the near-final rules.

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01 Jul

The FCA have provided the near-final rules for extending the SM&CR to FCA firms. We have broken this 412 page document down into a handy condensed document, providing all the key points.

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Recent Posts

  • Advice Matters – Edition 2 – 2021
  • Apprenticeships – Increased incentives explained…
  • Executive Matters – March 2021
  • Exec Matters – March 2021
  • Regulation of Funeral Plans – FCA launches consultation

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