24
Nov
Our open course schedule for 2017 is now available, and we are taking bookings.
24
Nov
With MiFID II is taking the regulatory requirements around Conflicts of Interest and Inducements to the next level. Are your systems and controls up to standard.
Company Updates
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21
Nov
CISI Chartered Wealth Manager study programmes for June 2017 narrative exams.
21
Nov
With the release of the findings from the FCA’s Asset Management Market Study on the 18/11/16. We take a look at what this could mean for the industry moving forward.
18
Nov
How can firms ensure that they are meeting the regulatory requirements for both Best Execution and Transaction Reporting given the further changes caused by MiFID II.
10
Nov
Taken from our Exec Matters News letter we provide 6 lessons senior managers should take from the tale of the three little pigs in relation to their MiFID II planning.
09
Nov
The changes to the ‘conduct rules’ between MiFID and MiFID II are well in lined with the FCAs operational objective to ensure appropriate protection for consumers.
08
Nov
We share an example copy of our popular e-magazine. Subscription to this service will provide you with 12 hours of accredited CPD over the course of the year.
04
Nov
We ask some key questions around the upcoming Packaged Retail and Insurance-based Investment Products, due for implementation on the 31st December.