The importance the regulator is placing on suitability of advice to protect customers is highlighted through the lengths firms are going to make sure they are fully meeting these regulations.
A round up of upcoming training events for Senior Management and Board Members.
A round up of upcoming training events surrounding Personal Development.
We take a look at the common questions aimed at compliance within financial services, and ask what should they really be expected to do within their firm.
FSTP and Quartic Training’s new Strategic Partnership opens access to the CFA® programme.
We take a brief look at some key challenges facing some of the new cabinet announcements, and what these could mean for the Financial Service industry.
With the Market Abuse Regulation (MAR) having gone live on the 3rd July 2016, we take a quick look at how you can check your firm has everything implemented properly.