A quick guide, ensuring that you are meeting the regulators expectations when it comes to assessing, monitoring and recording the competence of your staff.
We all know that suitability of advice has been a key focal point for the FCA recently. It doesn’t look as though this focus will be changing for some time.
With the recent focus on what people should wear at work, do we really know what is appropriate work attire anymore?
The FCA is aiming to create a ‘safe space’ to allow firms to test innovative products, services, business models and delivery mechanisms.
FSTP recommend firms make sure they are fully aware of the FCA survey of firms providing financial advice
FSTP Industry Partners Unicorn Training release updated ComplianceServe.