26
May
A quick guide, ensuring that you are meeting the regulators expectations when it comes to assessing, monitoring and recording the competence of your staff.
24
May
We all know that suitability of advice has been a key focal point for the FCA recently. It doesn’t look as though this focus will be changing for some time.
20
May
With the recent focus on what people should wear at work, do we really know what is appropriate work attire anymore?
Industry Updates
The FCA looks to support innovation within the industry through the Regulatory Sandbox
13
May
The FCA is aiming to create a ‘safe space’ to allow firms to test innovative products, services, business models and delivery mechanisms.
12
May
FSTP recommend firms make sure they are fully aware of the FCA survey of firms providing financial advice
06
May
FSTP Industry Partners Unicorn Training release updated ComplianceServe.
News
Confirmation: The Senior Managers Regime (SMR) and Certification regime will extend across the whole of financial services.
05
May
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